Certificate IV in Finance and Mortgage Broking


This qualification reflects the role of individuals working in finance and mortgage broking. Individuals in these roles apply theoretical and technical knowledge and skills to work autonomously and exercise judgement in completing routine activities relating to mortgage and finance broking.

Licensing, legislative, regulatory or certification considerations 

Work functions in the occupational areas where this qualification may be used are subject to regulatory requirements. Relevant regulatory authorities should be consulted to confirm those requirements before applying the qualification.

Sample learning outcomes

  • Manage personal and professional development
  • Develop and maintain professional relationships in financial services industry
  • Prepare loan applications on behalf of clients